Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Lee Karcz is a financial advisor with Raymond James Financial Services Advisors, Inc. Heather has been in the financial industry since July 1997 and has a wide range of experience in investment management, financial planning, and portfolio management. Heather works with a variety of clients, including individuals, families, businesses, and retirement plans. She is committed to helping her clients achieve their financial goals. Prior to joining Raymond James, Heather worked for Stifel, Nicolaus & Company, Incorporated, Associated Investment Services, Inc., PFS Investments Inc., SII Investments, Inc., and WMA Securities, Inc. Heather has a strong commitment to her community and serves on the boards of several non-profit organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WI
02/13/2015 - Present
Raymond James Financial Services Advisors, Inc. (GREEN BAY WI)
WI
03/26/2004 - 02/27/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (GREEN BAY WI)
WI
02/16/2000 - 04/14/2004
ASSOCIATED INVESTMENT SERVICES, INC. (GREEN BAY WI)
GA
10/13/1999 - 02/11/2000
PFS INVESTMENTS INC. (DULUTH GA)
WI
01/07/1998 - 03/03/1999
SII INVESTMENTS, INC. (APPLETON WI)
GA
12/16/1996 - 01/12/1998
WMA SECURITIES, INC. (DULUTH GA)
IA
Issued 01/18/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/26/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/13/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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