Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Hersey is a financial advisor with LPL Financial LLC. Heather is a registered representative and investment advisor representative. Heather has been in the securities industry since 2005. Heather has experience with investments, financial planning, and portfolio management. Heather also has experience with pension consulting and educational seminars. Heather is licensed to conduct business in Connecticut, Florida, Maine, Massachusetts, New Hampshire, North Carolina, and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NH
12/22/2023 - Present
LPL Financial LLC (SALEM NH)
MA
03/13/2020 - 11/28/2023
CITIZENS SECURITIES, INC. (GLOUCESTER MA)
MA
10/08/2019 - 03/10/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
WA
06/22/2016 - 12/06/2017
FIDELITY BROKERAGE SERVICES LLC (SEATTLE WA)
MA
12/09/2015 - 04/28/2016
SANTANDER SECURITIES LLC (BEVERLY MA)
MA
06/29/2015 - 11/24/2015
CITIZENS SECURITIES, INC. (MALDEN MA)
MA
10/14/2014 - 01/15/2015
TD AMERITRADE, INC. (BURLINGTON MA)
MA
05/25/2007 - 08/14/2013
FIDELITY BROKERAGE SERVICES LLC (DANVERS MA)
RI
11/06/1998 - 10/02/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NY
08/06/1997 - 11/02/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 08/17/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/11/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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