Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Shanahan is a financial advisor with Capfinancial Securities, LLC. Heather is registered with FINRA and is licensed to conduct business in North Carolina. Heather has been in the financial services industry since 2009 and has experience with a variety of firms, including Modern Capital Securities Inc., MML Investors Services, LLC, Park Avenue Securities LLC, MetLife Securities Inc., and Princor Financial Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
09/01/2022 - Present
Capfinancial Securities, LLC (RALEIGH NC)
NC
02/16/2021 - 11/02/2022
MODERN CAPITAL SECURITIES INC. (RALEIGH NC)
NC
12/06/2012 - 07/09/2019
MML INVESTORS SERVICES, LLC (RALEIGH NC)
NC
12/15/2010 - 11/08/2012
PARK AVENUE SECURITIES LLC (RALEIGH NC)
NC
12/13/2008 - 12/10/2010
METLIFE SECURITIES INC. (CHARLOTTE NC)
NC
02/18/2008 - 12/12/2008
PRINCOR FINANCIAL SERVICES CORPORATION (CHARLOTTE NC)
BOTH
Issued 04/07/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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