Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Mahaffey is a registered representative with Alps Distributors, Inc. in Denver, Colorado. Heather has been in the securities industry since November 21, 2018 and holds the Series 6 and SIE licenses. Heather was previously registered with Broadridge Business Process Outsourcing, LLC in Denver, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
03/20/2019 - Present
Alps Distributors, Inc. (DENVER CO)
CO
11/09/2018 - 03/07/2019
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC (DENVER CO)
BC
Issued 11/10/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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