Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Kathleen Smith is a financial advisor with Empower Financial Services, Inc., located in Greenwood Village, CO. Heather holds a Series 6, Series 7, Series 63 and Series 66 license and has been in the industry since 2011. Previously, Heather was affiliated with T. Rowe Price Investment Services, Inc. in Colorado Springs, CO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
06/06/2016 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CO
10/10/2011 - 04/19/2016
T. ROWE PRICE INVESTMENT SERVICES, INC. (COLORADO SPRINGS CO)
BC
Issued 03/22/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/12/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/07/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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