Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Katherine Zepeda is a financial professional with Northwestern Mutual Investment Services, LLC. Heather has been in the industry since 2014. She is licensed to provide investment advice in the District of Columbia, Virginia, and 50 other states. Heather specializes in helping clients with investment research and referrals to other advisors. She offers various investment services, including investment research and referrals to other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
VA
12/18/2023 - Present
Northwestern Mutual Investment Services, LLC (RICHMOND VA)
BOTH
Issued 08/11/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/22/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/29/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/16/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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