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Heather Kane

USI Advisors

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About Heather Kane

Heather Kane is a registered investment advisor representative at USI Advisors. She has been in the industry since 2013 and is licensed in Connecticut and Massachusetts. Heather is a licensed Series 6 and 63 securities professional with a Series 65 license for Investment Advisor Representative. She holds a SIE license and has experience in the financial services industry, including investment company products, variable contracts, and securities.

Firm Information

Heather Kane is currently registered with USI Advisors. USI Advisors is an investment advisory firm headquartered in Glastonbury, CT. Founded in 1998, USI Advisors provides investment advisory services to corporations, pension funds, and other institutional clients. The firm specializes in portfolio management, pension consulting, and selection of other advisors. USI Advisors is registered with the SEC and has over 70 investment advisor representatives.
USI Advisors

95 GLASTONBURY BLVD.

GLASTONBURY, CT 06033

$41.62B

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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seminars and consultations

Seminars and consultations

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Heather Kane’s Registration & Firm History

CT

11/06/2023 - Present

USI Advisors (GLASTONBURY CT)

CT

08/03/2022 - 10/17/2023

PENSIONMARK SECURITIES, LLC (Bloomfield CT)

MA

10/30/2013 - 07/06/2022

GWFS EQUITIES, INC. (SPRINGFIELD MA)

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Licenses & Designations

IA

Issued 07/29/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/04/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/30/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Heather Kane.
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