Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather June O'Connor is a financial advisor with over 20 years of experience in the financial services industry. Heather has worked at a variety of firms, including Wells Fargo, First Republic, and Kestra. Heather is currently a registered representative with Lido Advisors, LLC and holds FINRA Series 7, 9, 10, 63, 66, and SIE licenses. Heather is active in the California and Florida investment advisor markets. Heather's areas of expertise include financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
02/07/2024 - Present
Lido (LOS ANGELES CA)
CA
12/14/2021 - 05/23/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN DIEGO CA)
CA
01/11/2019 - 10/06/2020
FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN DIEGO CA)
CA
11/30/2016 - 01/15/2019
WELLS FARGO CLEARING SERVICES, LLC (RANCHO SANTA FE CA)
CA
02/28/2014 - 12/01/2016
KESTRA INVESTMENT SERVICES, LLC (SAN DIEGO CA)
CA
09/21/2012 - 03/07/2014
LPL FINANCIAL LLC (SAN DIEGO CA)
VA
01/23/2012 - 09/21/2012
SPIRE SECURITIES, LLC (MCLEAN VA)
CA
06/01/2009 - 06/09/2011
MORGAN STANLEY SMITH BARNEY (SAN DIEGO CA)
CA
10/01/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN DIEGO CA)
CA
10/11/2006 - 10/09/2007
LINSCO/PRIVATE LEDGER CORP. (SAN DIEGO CA)
CA
05/02/2001 - 05/04/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
01/16/2001 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
03/22/2000 - 01/12/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 02/20/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/07/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
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