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Heather Joy Lorusso

Santander US Capital Markets LLC

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About Heather Joy Lorusso

Heather Joy Lorusso is a registered representative of Santander US Capital Markets LLC. Heather is currently located in Newark, Delaware. Heather has been in the securities industry since April 15, 2003. Heather holds the following licenses: Series 7, Series 63, Series 99TO and SIE. Heather was previously registered with J.P. MORGAN SECURITIES INC.

Firm Information

Heather Lorusso is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Heather Lorusso’s Registration & Firm History

DE

05/28/2010 - Present

Santander US Capital Markets LLC (NEWARK DE)

DE

07/18/2001 - 08/29/2008

J.P. MORGAN SECURITIES INC. (NEWARK DE)

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Licenses & Designations

BC

Issued 03/07/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/17/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Heather Joy Lorusso.
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