Unclaimed
Heather Havighurst is a financial advisor at Northwestern Mutual Investment Services, LLC. Heather has been in the industry since March 2019. She is registered with FINRA and holds Series 63, Series 7TO, Series 6TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
PA
03/28/2019 - Present
Northwestern Mutual Investment Services, LLC (West Chester PA)
BC
Issued 04/08/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/28/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/04/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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