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Heather Jin-lee Kennedy

Vanguard Marketing Corp.

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About Heather Jin-lee Kennedy

Heather Kennedy is a registered representative with Vanguard Marketing Corp. Heather has a Series 63 license and has passed the Series 6TO and SIE exams. Heather has been in the industry since August 23, 2019, and is currently registered with the state of Arizona.

Firm Information

Heather Kennedy is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Heather Kennedy’s Registration & Firm History

AZ

08/24/2019 - Present

Vanguard Marketing Corp. (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 05/06/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/23/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 03/12/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Heather Jin-lee Kennedy.
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