Unclaimed
Heather Kennedy is a registered representative with Vanguard Marketing Corp. Heather has a Series 63 license and has passed the Series 6TO and SIE exams. Heather has been in the industry since August 23, 2019, and is currently registered with the state of Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
08/24/2019 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 05/06/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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