Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Perlmutter is an investment advisor representative with Tocqueville Asset Management LP, a firm based in New York, NY. Heather has been working in the financial industry since 1988. Heather has a strong background in investment management with experience in portfolio management for individuals, businesses, investment companies and pooled investment vehicles. Heather has been registered with the Securities and Exchange Commission (SEC) since 1990. Heather is licensed in numerous states including Arizona, California, Colorado, Connecticut, Florida, Georgia, Idaho, Illinois, Maine, Maryland, Massachusetts, Nevada, New Jersey, New York, Pennsylvania, Texas, Vermont and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
05/23/2021 - Present
Tocqueville Asset Management LP (NEW YORK NY)
NY
02/02/1990 - 10/31/2008
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
NY
11/23/1988 - 02/13/1990
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
IA
Issued 09/09/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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