Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Taylor is a financial professional with over 16 years of experience in the industry. Heather is currently a Registered Representative at MMA Securities LLC in Charlotte, NC. She specializes in offering advice to retirement plan participants. Heather is also registered with the state of North Carolina and has a Series 6 and Series 63 license. Before joining MMA Securities, Heather was a Registered Representative at PRINCIPAL SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Advisory services to retirement plan participants
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Based on assets under advisement or per capita
1
2
NC
07/18/2023 - Present
MMA Securities LLC (Charlotte NC)
NC
03/19/2007 - 12/31/2022
PRINCIPAL SECURITIES, INC. (Charlotte NC)
BC
Issued 03/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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