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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Helene Sommerfield is a financial advisor with Ameriprise Financial Services, LLC. Heather has been working in the financial services industry since 2001. She holds a Series 7, 6, 31, and 66 license. Heather provides financial planning, asset allocation, and investment management services for individuals, corporations, and trusts. She also conducts educational seminars on various financial topics.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
10/05/2009 - Present
Ameriprise Financial Services, LLC (Baltimore MD)
MD
08/07/2001 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (TIMONIUM MD)
BOTH
Issued 10/30/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 12/06/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/06/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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