Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Gage Brower is a financial advisor at Wells Fargo Clearing Services, LLC, where she has been employed since November 2016. She has over 30 years of experience in the industry, starting her career in 1984. Prior to her current position, Heather worked at Prudential Securities Incorporated, Salomon Smith Barney Inc., Paine Webber Incorporated, and Dean Witter Reynolds Inc. Heather holds a Series 63, Series 65, and Series 7 license, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
01/29/2010 - Present
Wells Fargo Clearing Services, LLC (PURCHASE NY)
NY
07/02/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/08/1995 - 07/08/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NJ
01/28/1995 - 05/23/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/10/1993 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
01/02/1992 - 03/09/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
FL
06/15/1990 - 01/14/1992
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NY
02/27/1984 - 09/26/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
02/27/1984 - 06/09/1984
BARABAN SECURITIES, INC.
IA
Issued 03/28/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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