Unclaimed
Heather Fumiko tsutsui Jen is a financial advisor based in Newport Beach, California with over 20 years of experience in the industry. Heather is registered with FINRA and is currently employed with Pimco Investments LLC. Heather has passed both the Securities Industry Essentials Examination and the Investment Company Products/Variable Contracts Representative Examination. Heather has previously worked with Allianz Global Investors Distributors LLC and Pacific Select Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/14/2011 - Present
Pimco Investments LLC (NEWPORT BEACH CA)
CA
12/09/2004 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)
CA
03/12/2001 - 10/28/2004
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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