Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Faverman Aquino is a financial advisor at Wells Fargo Clearing Services, LLC with over 18 years of experience in the industry. Heather has been registered as a broker-dealer and investment advisor representative in Washington, Texas, Oregon, Hawaii, California, Virginia, and Florida. Heather holds Series 6, 7, 63, and 65 licenses and the SIE certification. Previously Heather worked at Morgan Stanley for over 10 years. Heather is a member of the University of Puget Sound Women's League and serves as Treasurer. Heather has a strong background in providing financial advice to individuals, businesses, and institutions. Heather specializes in providing portfolio management, financial planning, and investment consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
12/09/2021 - Present
Wells Fargo Clearing Services, LLC (SEATTLE WA)
WA
10/18/2011 - 01/05/2022
MORGAN STANLEY (Gig Harbor WA)
WA
12/16/2003 - 12/20/2010
LPL FINANCIAL CORPORATION (PORT ORCHARD WA)
IA
Issued 06/26/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/13/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2011
Series 7 - General Securities Representative Examination
BC
Issued 12/15/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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