Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Elizabeth Knight is a financial advisor with over 17 years of experience in the industry. Heather is registered with Fidelity Brokerage Services LLC and has been with the firm since November 7, 2007. She holds a wide range of licenses and certifications, including Series 4, 7, 9, 10, 66, and SIE. Heather is licensed to offer investment advice in all 50 states and the District of Columbia. Prior to joining Fidelity Brokerage Services LLC, Heather was a financial advisor with A. G. Edwards & Sons, Inc. from April 4, 2006, to August 15, 2007.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
11/07/2007 - Present
Fidelity Brokerage Services LLC (FRAMINGHAM MA)
MA
04/04/2006 - 08/15/2007
A. G. EDWARDS & SONS, INC. (EAST HARWICH MA)
BOTH
Issued 06/19/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/13/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/01/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/04/2008
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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