Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Elaine Hickman is a registered representative with Raymond James & Associates, Inc. Heather has been in the industry since 2002 and has experience with a variety of firms, including Morgan Keegan & Company, Inc. and UBS Financial Services Inc. Heather is licensed to provide financial services in Tennessee and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
10/02/2024 - Present
Raymond James & Associates, Inc. (NASHVILLE TN)
TN
09/13/2007 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (NASHVILLE TN)
TN
02/16/2004 - 09/25/2007
UBS FINANCIAL SERVICES INC. (NASHVILLE TN)
TN
11/21/2002 - 04/01/2003
LUKEN INVESTMENT GROUP, INC. (NASHVILLE TN)
NY
08/12/2002 - 02/04/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
NJ
03/05/2001 - 06/28/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 06/11/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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