Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Eckles is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Heather has been in the industry since January 1996, working in various roles at firms such as UBS Financial Services Inc. and Ameriprise Financial Services, Inc. Heather is licensed to provide financial services in 53 states and the District of Columbia. Heather specializes in providing financial services to individuals, corporations, and charitable organizations. Heather holds various licenses and certifications, including Series 65, 63, 10, 9, 53, 24, 31, 52TO, SIE, and 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/24/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GARDEN CITY NY)
NJ
04/17/2007 - 04/23/2019
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
VA
09/06/2006 - 03/29/2007
SUNTRUST INVESTMENT SERVICES, INC. (CHESAPEAKE VA)
NJ
11/14/1995 - 09/06/2006
AMERIPRISE FINANCIAL SERVICES, INC. (VOORHEES NJ)
MN
11/14/1995 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 01/27/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/08/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/05/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/31/2000
Series 24 - General Securities Principal Examination
BC
Issued 06/10/2024
Series 31 - Futures Managed Funds Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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