Unclaimed
Heather Quinn is a financial professional with Northwestern Mutual Investment Services, LLC, where Heather has been registered since December 23, 2019. Heather is licensed in 21 states and has experience in providing a variety of financial services. Heather has passed the Series 6, 7, and 63 exams, demonstrating a commitment to professional development and client satisfaction.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
12/23/2019 - Present
Northwestern Mutual Investment Services, LLC (Manhattan Bch CA)
BC
Issued 01/20/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/23/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/09/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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