Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Constance Rosselle is a financial advisor with DWS Distributors, Inc. in Jacksonville, Florida. Heather has been in the financial services industry since September 1996. Heather holds the Series 6, 7, 24, and 63 securities licenses and the SIE. Heather has been registered with DWS Distributors, Inc. since November 2014.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
11/14/2014 - Present
DWS Distributors, Inc. (JACKSONVILLE FL)
CA
10/21/2013 - 07/28/2014
LPL FINANCIAL LLC (NEWPORT BEACH CA)
CA
09/13/2012 - 09/11/2013
PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)
TX
07/06/2012 - 08/31/2012
CHARLES SCHWAB & CO., INC. (AUSTIN TX)
PA
09/25/1996 - 12/08/2011
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 10/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/24/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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