Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Celeste Dougherty is a financial advisor with over 18 years of experience in the industry. She has been associated with Allstate Financial Services, LLC since 2013, and prior to that, she worked with ALLSTATE DISTRIBUTORS, L.L.C. and PNC INVESTMENTS. Heather holds a variety of licenses including Series 7, 24, 51, and 66 licenses. She is registered to provide investment advice in Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
12/24/2019 - Present
Allstate Financial Services, LLC (Lincoln NE)
IL
03/22/2018 - 04/01/2020
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
NY
07/09/2013 - 04/03/2018
ALLSTATE FINANCIAL SERVICES, LLC (Hauppauge NY)
IL
05/11/2009 - 07/10/2013
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
IL
01/16/2007 - 03/25/2009
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
PA
09/22/2004 - 01/09/2007
PNC INVESTMENTS (PHILADELPHIA PA)
BOTH
Issued 09/05/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2013
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/20/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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