Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather McAuliffe is a financial professional with over six years of experience in the financial services industry. She is registered with Fidelity Brokerage Services LLC and holds Series 63, Series 7, Series 9, Series 10, and SIE licenses. Heather has a broad base of knowledge in the financial services industry and is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
06/12/2020 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
FL
07/11/2019 - 05/19/2020
WELLS FARGO CLEARING SERVICES, LLC (PONTE VEDRA BEACH FL)
FL
04/13/2017 - 06/10/2019
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
BC
Issued 04/19/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/20/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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