Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Catherine Freeman is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Heather has been in the industry since August 2004 and has experience at several other firms including BANC of America Investment Services, INC., Jefferson Pilot Securities Corporation, and 1717 Capital Management Company. Heather has Series 6, 7, 63, and 66 licenses, as well as the SIE exam. Heather specializes in providing financial planning, portfolio management, and other advisory services to high net worth individuals, businesses, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
03/16/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WORCESTER MA)
MA
10/02/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (WESTBOROUGH MA)
MA
05/02/2005 - 09/29/2006
JEFFERSON PILOT SECURITIES CORPORATION (WALTHAM MA)
DE
07/05/2004 - 04/04/2005
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
BOTH
Issued 03/16/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/03/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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