Unclaimed
Heather Buttery is a registered representative with Empower Financial Services, Inc. in Greenwood Village, Colorado. Heather is a Series 7, 6, and 63 licensed professional with 11 years of experience in the industry. She previously worked with Principal Securities, Inc. in Des Moines, Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/20/2022 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
IA
03/22/2019 - 09/30/2020
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
IA
08/19/2011 - 04/02/2014
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
02/08/2007 - 08/20/2007
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 04/23/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/07/2019
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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