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Heather Buttery

Empower Financial Services, Inc.

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About Heather Buttery

Heather Buttery is a registered representative with Empower Financial Services, Inc. in Greenwood Village, Colorado. Heather is a Series 7, 6, and 63 licensed professional with 11 years of experience in the industry. She previously worked with Principal Securities, Inc. in Des Moines, Iowa.

Firm Information

Heather Buttery is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Heather Buttery’s Registration & Firm History

CO

04/20/2022 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

IA

03/22/2019 - 09/30/2020

PRINCIPAL SECURITIES, INC. (DES MOINES IA)

IA

08/19/2011 - 04/02/2014

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

IA

02/08/2007 - 08/20/2007

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

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Licenses & Designations

BC

Issued 04/23/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/22/2019

Series 7TO - General Securities Representative Examination

BC

Issued 02/07/2019

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Heather Buttery.
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