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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Brountas is an active Registered Investment Advisor and broker with Fidelity Personal And Workplace Advisors. Heather has been in the financial industry for 23 years and has a broad range of experience. Heather holds Series 6, 7, 10, 24, 63, and 65 licenses and is also a Certified Financial Planner. Heather's previous experience includes working for Ameriprise Financial Services, Inc., AXA Advisors, LLC, and Alight Financial Solutions, LLC. Heather focuses on providing financial planning, portfolio management, and educational seminars to individuals, families, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
03/07/2022 - Present
Fidelity Personal AND Workplace Advisors (HUNTERSVILLE NC)
NC
12/18/2017 - 10/01/2021
ALIGHT FINANCIAL SOLUTIONS, LLC (CHARLOTTE NC)
NC
02/06/2017 - 11/02/2017
AMERIPRISE FINANCIAL SERVICES, INC. (HUNTERSVILLE NC)
NC
06/22/2016 - 01/27/2017
AXA ADVISORS, LLC (CHARLOTTE NC)
NC
11/10/2015 - 06/08/2016
AMERIPRISE FINANCIAL SERVICES, INC. (CORNELIUS NC)
NH
03/06/2009 - 10/30/2015
AMERIPRISE FINANCIAL SERVICES, INC. (BEDFORD NH)
ME
06/13/2003 - 12/05/2008
AMERIPRISE FINANCIAL SERVICES, INC. (BANGOR ME)
MN
06/13/2003 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
06/02/2000 - 04/04/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
07/27/1998 - 02/03/2000
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
IA
Issued 08/16/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/16/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/07/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/24/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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