Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Branch is a financial advisor with Wells Fargo Clearing Services, LLC. Heather has been a registered representative for over 10 years and has experience in the financial services industry since 2008. Heather has licenses to conduct business in multiple states including Texas, Alabama, and other states. Heather is also a Registered Investment Advisor in Texas. Heather works with a variety of clients including individuals, businesses, high net worth individuals, and charitable organizations. Heather provides financial planning, investment consulting, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
12/12/2019 - Present
Wells Fargo Clearing Services, LLC (DAPHNE AL)
AL
12/04/2018 - 04/26/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (MOBILE AL)
AL
02/13/2014 - 11/27/2018
RAYMOND JAMES & ASSOCIATES, INC. (DECATUR AL)
AL
11/01/2012 - 02/21/2014
INVESTMENT PROFESSIONALS, INC. (CULLMAN AL)
AL
03/24/2011 - 11/01/2012
EDWARD JONES (DECATUR AL)
AL
07/03/2008 - 02/08/2011
MORGAN KEEGAN & COMPANY, INC. (DECATUR AL)
BOTH
Issued 12/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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