Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Winston is a registered investment advisor representative with Principal Advised Services. Heather has been in the financial services industry since 2000 and has experience with a variety of clients. Heather holds Series 63 and 66 licenses and is licensed in Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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IA
12/14/2018 - Present
Principal Advised Services (DES MOINES IA)
IA
09/28/2017 - 10/19/2018
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
AZ
07/28/2000 - 08/19/2016
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
BOTH
Issued 04/25/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/18/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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