Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Barbour is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc., based in Nashville, Tennessee. Heather has been in the securities industry since December 2006 and has experience in investment banking, portfolio management, and financial planning. Heather is licensed in several states, including Tennessee, Texas, California, Florida, Georgia, Kentucky, Mississippi, North Carolina, and South Carolina. Heather holds the Series 7, 63, 66, and SIE licenses. In addition to her work with Merrill Lynch, Heather is a committee member for the Maryland Farms YMCA and is on the board of directors for Mending Hearts, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
10/16/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NASHVILLE TN)
NC
06/02/2017 - 08/14/2018
WELLS FARGO CLEARING SERVICES, LLC (RALEIGH NC)
NC
11/01/2010 - 05/18/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RALEIGH NC)
CA
11/01/2006 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (IRVINE CA)
BOTH
Issued 07/31/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/05/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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