Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Baird Duquette is a financial advisor with Wells Fargo Clearing Services, LLC in St. Louis, MO. Heather has been in the financial services industry since October 1, 2012 and has a broad range of experience and expertise. Heather holds the following licenses: Series 7, 24, 52, 53, 63, 66, 99 and SIE. Heather provides financial planning, portfolio management and investment consulting services to individuals, corporations and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
07/08/2024 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
FL
04/29/2022 - 04/16/2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SARASOTA FL)
FL
10/12/2020 - 02/03/2022
VIEWTRADE SECURITIES, INC. (Sarasota FL)
FL
04/04/2017 - 11/02/2018
SIGNATOR INVESTORS, INC. (ST. PETERSBURG FL)
RI
12/12/2008 - 10/12/2015
CITIZENS SECURITIES, INC. (EAST PROVIDENCE RI)
BOTH
Issued 07/03/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/05/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/06/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Heather Duquette is the right advisor for you? Invested Better is here to help.
