Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Bailey is a financial advisor with Arkadios Capital. Heather has been in the financial industry since 2007 and is registered in Georgia. Heather has passed the Series 7, Series 66, and SIE exams. Her previous employers include State Street Global Advisors Funds Distributors, LLC, Prudential Investment Management Services LLC, and Columbia Management Investment Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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GA
11/28/2023 - Present
Arkadios Capital (Atlanta GA)
GA
06/27/2017 - 11/07/2023
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (ATLANTA GA)
NJ
02/15/2013 - 05/10/2016
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
MA
05/01/2010 - 02/06/2013
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)
MA
08/02/2006 - 05/01/2010
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
BOTH
Issued 08/15/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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