Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Barone is a financial advisor with Commonwealth Financial Network. Heather has been working in the financial industry since 2005. Heather holds a Series 6, 7, 24, 63 and 65 licenses. Heather is registered to provide investment advice in 17 states. In addition to her role at Commonwealth Financial Network, Heather is also the President and Part Owner of EPA Financial Services, Inc., a private entity that facilitates securities, advisory, and insurance business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
01/13/2020 - Present
Commonwealth Financial Network (Toms River NJ)
NJ
11/14/2017 - 01/10/2020
AMERIPRISE FINANCIAL SERVICES, INC. (Toms River NJ)
NJ
01/02/2015 - 12/08/2017
CAMBRIDGE INVESTMENT RESEARCH, INC. (TOMS RIVER NJ)
NJ
10/01/2007 - 01/02/2015
NATIONAL PLANNING CORPORATION (TOMS RIVER NJ)
NJ
05/23/2005 - 10/01/2007
CAPITAL ANALYSTS, INCORPORATED (TOMS RIVER NJ)
BC
Issued 04/10/2008
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/07/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/20/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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