Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Failla is a financial advisor with over 14 years of experience in the industry. Heather is a CERTIFIED FINANCIAL PLANNER™ professional and is registered with MML Investors Services, LLC. Heather is licensed in Georgia and has a Series 7, Series 6, Series 63, Series 65, Series 9, and Series 10 licenses. In addition to financial advising, Heather is also the President and Owner of Piedmont Divorce Planning, LLC, a consulting firm that helps clients achieve an equitable resolution in a divorce.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
GA
07/31/2024 - Present
MML Investors Services, LLC (ATLANTA GA)
RI
03/04/2022 - 06/05/2024
CITIZENS SECURITIES, INC. (JOHNSTON RI)
GA
02/27/2020 - 02/09/2022
MWA FINANCIAL SERVICES INC. (DAWSONVILLE GA)
GA
04/25/2019 - 09/25/2019
J.P. MORGAN SECURITIES LLC (CUMMING GA)
NC
02/11/2004 - 03/24/2004
NCF FINANCIAL SERVICES, INC. (DURHAM NC)
NY
10/19/2001 - 05/02/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
11/15/1996 - 10/24/2001
QUICK & REILLY, INC. (NEW YORK NY)
FL
11/12/1993 - 11/22/1996
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
MN
03/22/1993 - 11/15/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/22/1993 - 11/15/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 02/27/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/24/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/24/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/01/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/25/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/24/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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