Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Swartz is a financial advisor with State Farm VP Management Corp., a firm that is not registered with the SEC. She has been in the financial services industry since October 22, 2007. Heather holds Series 6, 7, 31, and 63 licenses and is registered in the state of Texas. She has previous experience with BBVA Securities Inc., BBVA Compass Investment Solutions, Inc, and Chase Investment Services Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
02/07/2023 - Present
State Farm VP Management Corp. (Kingwood TX)
TX
05/16/2013 - 06/02/2021
BBVA SECURITIES INC. (CROSBY TX)
TX
06/26/2008 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (KINGWOOD TX)
TX
04/28/2006 - 05/22/2007
CHASE INVESTMENT SERVICES CORP. (KINGWOOD TX)
NY
10/14/1999 - 01/26/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 05/10/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/15/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 10/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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