Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Zacharias is a financial advisor with over 20 years of experience in the industry. Heather has been registered with LPL Financial LLC since 2004. Prior to that, Heather worked at several other financial institutions, including Vanguard Capital, American Express Financial Advisors Inc., IDS Life Insurance Company, H.D. Vest Investment Securities, Inc., and Robert W. Baird & Co. Incorporated. Heather is a Series 66, Series 53, Series 4, Series 27, Series 24, Series 99TO, SIE, and Series 7 licensed professional. Heather specializes in providing financial planning, portfolio management, and investment advisory services to individuals, businesses, and retirement plans. Heather is committed to providing her clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
09/22/2004 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
04/03/2002 - 09/09/2004
VANGUARD CAPITAL (DEL MAR CA)
MN
08/28/2001 - 02/28/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/28/2001 - 02/28/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
TX
02/05/2001 - 08/16/2001
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
WI
01/01/2001 - 01/24/2001
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 11/20/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/01/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/13/2017
Series 4 - Registered Options Principal Examination
BC
Issued 03/22/2004
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/02/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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