Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Ann Schermerhorn is a financial advisor with over 25 years of experience in the industry. Heather has been registered with Wells Fargo Clearing Services, LLC since January 2011. Previously, she was with WELLS FARGO INVESTMENTS, LLC in Napa, CA and WELLS FARGO SECURITIES INC. in San Francisco, CA. She has a strong background in investments and has held licenses for both Series 6 and Series 7. Heather is also a licensed securities agent in California. She specializes in providing financial advice to individuals and corporations. Her experience, qualifications and focus on clients make Heather a valuable resource for those seeking investment guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (PORTLAND OR)
CA
05/02/2001 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (NAPA CA)
CA
05/08/1997 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
AR
11/26/1996 - 02/05/1997
STEPHENS INC. (LITTLE ROCK AR)
BC
Issued 11/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1998
Series 7 - General Securities Representative Examination
BC
Issued 11/25/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Heather Schermerhorn is the right advisor for you? Invested Better is here to help.
