Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Navarro is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. She has been in the financial industry since 2002 and has been registered with the firm since 2016. Previously, Heather was a financial advisor with Wells Fargo Advisors, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. She is a licensed investment advisor and holds Series 6, 7, 63, and 65 licenses. Heather's specializations include: portfolio management for individuals and businesses, pension consulting, financial planning and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
04/29/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAS VEGAS NV)
MO
08/28/2013 - 01/07/2016
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
NV
10/23/2009 - 08/19/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAS VEGAS NV)
NV
10/18/2002 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LAS VEGAS NV)
IA
Issued 4/25/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/6/2010
Series 7 - General Securities Representative Examination
BC
Issued 10/17/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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