Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Anderson is a financial advisor with over seven years of experience in the industry. Heather is currently registered with TIAA-CREF Individual & Institutional Services, LLC. Prior to that, Heather worked at Commonwealth Financial Network, SagePoint Financial, Inc., Esposito Securities, LLC, Green Street Trading, LLC, and First Southwest Company. Heather holds the Series 6, 7, 24, 63, and 99 licenses, and is registered in all 50 states. Heather specializes in providing financial planning and investment advice for individuals and high-net-worth clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CO
03/01/2023 - Present
Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)
CO
08/14/2019 - 04/16/2020
COMMONWEALTH FINANCIAL NETWORK (Littleton CO)
CO
11/05/2018 - 08/15/2019
SAGEPOINT FINANCIAL, INC. (LITTLETON CO)
TX
01/19/2016 - 03/01/2018
ESPOSITO SECURITIES, LLC (DALLAS TX)
TX
02/14/2013 - 04/07/2015
GREEN STREET TRADING, LLC (DALLAS TX)
TX
03/16/2011 - 05/15/2012
FIRST SOUTHWEST COMPANY (DALLAS TX)
TX
11/10/2009 - 09/29/2010
CAPITAL INSTITUTIONAL SERVICES, INC. (DALLAS TX)
BC
Issued 03/20/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2023
Series 24 - General Securities Principal Examination
BC
Issued 04/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/17/2023
Series 99TO - Operations Professional Examination
BC
Issued 03/01/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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