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Heather Amy Kaden

Prudential Investment Management Services LLC

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About Heather Amy Kaden

Heather Kaden is a financial professional with over 15 years of experience in the industry. Heather has a Series 7, Series 24, and Series 66 license. Heather is currently registered with Prudential Investment Management Services LLC. Heather was previously registered with COHEN & STEERS SECURITIES, LLC, METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY.

Firm Information

Heather Kaden is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Heather Kaden’s Registration & Firm History

NY

01/17/2019 - Present

Prudential Investment Management Services LLC (NEW YORK NY)

NY

12/13/2007 - 11/21/2018

COHEN & STEERS SECURITIES, LLC (NEW YORK NY)

MA

05/25/2004 - 12/14/2007

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

05/25/2004 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 02/26/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/20/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Heather Amy Kaden.
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