Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Shaeffer is a financial advisor with Wells Fargo Clearing Services, LLC. Heather has been in the financial industry since 2009. Heather specializes in providing investment advice to individuals, businesses, and institutions. Heather is licensed to sell securities in Alabama, Florida, Georgia, Minnesota, Missouri, Ohio, and Tennessee. Heather holds Series 6, 7TO, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AL
03/06/2019 - Present
Wells Fargo Clearing Services, LLC (BIRMINGHAM AL)
AL
02/24/2017 - 11/01/2018
PNC INVESTMENTS (FAIRHOPE AL)
AL
05/23/2011 - 01/04/2017
STATE FARM VP MANAGEMENT CORP. (FOLEY AL)
AL
09/12/2008 - 02/18/2011
WELLS FARGO ADVISORS, LLC (FOLEY AL)
IA
Issued 03/06/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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