Unclaimed
Heather Alexandra Berger is a financial professional with over 15 years of experience in the financial industry. Heather is currently registered with Apollo Global Securities, LLC and is a licensed securities professional in over 39 states. Prior to her current position, Heather worked as a financial advisor at Credit Suisse Securities (USA) LLC. Heather holds the Series 63, Series 7, Series 24, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/01/2011 - Present
Apollo Global Securities, LLC (NEW YORK NY)
NY
08/31/2005 - 04/18/2008
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 11/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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