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Heather Alexandra Berger

Apollo Global Securities, LLC

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About Heather Alexandra Berger

Heather Alexandra Berger is a financial professional with over 15 years of experience in the financial industry. Heather is currently registered with Apollo Global Securities, LLC and is a licensed securities professional in over 39 states. Prior to her current position, Heather worked as a financial advisor at Credit Suisse Securities (USA) LLC. Heather holds the Series 63, Series 7, Series 24, and SIE licenses.

Firm Information

Heather Berger is currently registered with Apollo Global Securities, LLC. Apollo Global Securities, LLC is a Limited Liability Company formed in 2010. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

136

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Heather Berger’s Registration & Firm History

NY

04/01/2011 - Present

Apollo Global Securities, LLC (NEW YORK NY)

NY

08/31/2005 - 04/18/2008

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/29/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/09/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/30/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Heather Alexandra Berger.
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