Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heather? Claim Your ProfileHeather Adrienne Ahrens has been in the securities industry since 1996. She is a registered representative with Third Seven Capital LLC and holds licenses for Series 7, Series 63, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
01/19/2017 - Present
Third Seven Capital LLC (Wall NJ)
TX
06/10/2013 - 12/31/2016
EDI FINANCIAL, INC. (IRVING TX)
NJ
02/22/2011 - 05/29/2013
ALLIED BEACON PARTNERS, INC. (LAKE COMO NJ)
NJ
04/09/2010 - 02/22/2011
AMERICAN BEACON PARTNERS, INC. (AVON BY THE SEA NJ)
NY
04/02/2007 - 10/10/2008
ADVANCED EQUITIES, INC. (NEW YORK NY)
NY
02/09/1999 - 03/30/2007
SPENCER TRASK VENTURES, INC. (NEW YORK NY)
NY
05/08/1995 - 02/23/1999
COMMONWEALTH ASSOCIATES (NEW YORK NY)
BC
Issued 01/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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