Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heath? Claim Your ProfileHeath Van Henig is a financial advisor registered with Morgan Stanley. Heath has been working in the financial industry since 2002. Heath has had previous registrations with several firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Synovus Securities, Inc., TD Ameritrade, Inc., Scottrade, Inc., NBC Securities, Inc. and Southtrust Securities, Inc. Heath's previous roles include a position at Sterling Bank, a Division of Synovus Bank in Montgomery, Alabama. Heath holds the Series 7, Series 24, Series 31 and Series 66 licenses. Heath is registered to offer securities in 37 states and the District of Columbia. Heath is also registered as an Investment Advisor Representative in Alabama and Texas. Heath is a Registered Representative with Morgan Stanley Smith Barney LLC in Birmingham, Alabama.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
AL
08/06/2021 - Present
Morgan Stanley (Birmingham AL)
AL
05/09/2016 - 08/10/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MONTGOMERY AL)
AL
09/15/2011 - 05/10/2016
SYNOVUS SECURITIES, INC. (MONTGOMERY AL)
AL
03/10/2011 - 09/20/2011
TD AMERITRADE, INC. (BIRMINGHAM AL)
AL
07/20/2006 - 03/14/2011
SCOTTRADE, INC. (BIRMINGHAM AL)
AL
01/30/2003 - 11/16/2005
NBC SECURITIES, INC. (BIRMINGHAM AL)
AL
07/18/2000 - 03/13/2001
SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)
NY
09/16/1999 - 06/15/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 04/08/2011
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 09/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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