Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heath? Claim Your ProfileHeath Nicholas Hanich is a financial advisor at Wells Fargo Clearing Services, LLC. He is registered as a securities broker and an investment advisor representative in California and Texas. Heath has over 14 years of experience in the financial services industry, having previously worked for Wells Fargo Investments, LLC and Wells Fargo Advisors, LLC. Heath offers a wide range of financial services, including investment consulting, financial planning, and portfolio management. He specializes in providing services to high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/22/2020 - Present
Wells Fargo Clearing Services, LLC (SCOTTS VALLEY CA)
CA
04/23/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SANTA CLARA CA)
CA
02/18/2008 - 05/11/2010
WELLS FARGO ADVISORS, LLC (SAN JOSE CA)
IA
Issued 07/24/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2010
Series 7 - General Securities Representative Examination
BC
Issued 02/15/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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