Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heath? Claim Your ProfileHeath Dowell is a financial advisor with Vanguard Advisers, Inc. Heath has been in the financial services industry since 2003. Heath is registered to provide investment advice in Pennsylvania and Texas. Heath has a Series 6, Series 7, Series 10, Series 24, Series 63 and Series 66 licenses. Heath also has experience in providing investment advice to individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/15/2021 - Present
Vanguard Advisers, Inc. (Plano TX)
TX
04/03/2017 - 08/28/2021
TD AMERITRADE, INC. (Southlake TX)
TX
04/11/2013 - 05/15/2013
TD AMERITRADE, INC. (FORT WORTH TX)
TX
05/17/2010 - 05/10/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FLOWER MOUND TX)
TX
12/21/2005 - 02/03/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (FT. WORTH TX)
MA
09/24/2003 - 01/22/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 04/19/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2018
Series 24 - General Securities Principal Examination
BC
Issued 12/13/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/31/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2017
Series 7 - General Securities Representative Examination
BC
Issued 09/23/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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