Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heath? Claim Your ProfileHeath Michael Carpenter is a financial advisor based in Malvern, PA. Heath has been in the financial services industry since 2011. Heath is currently registered with Pacer Financial, Inc. and has previously been registered with ADP Broker-Dealer, Inc., Concourse Financial Group Securities, Inc., Transamerica Capital, Inc., Sammons Financial Network, LLC, Charles Schwab & Co., Inc., and City Securities Corporation. Heath holds the Series 7 and Series 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
02/16/2022 - Present
Pacer Financial, Inc. (Malvern PA)
NJ
09/09/2021 - 02/16/2022
ADP BROKER-DEALER, INC. (ROSELAND NJ)
AL
12/22/2020 - 09/23/2021
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (BIRMINGHAM AL)
CO
06/04/2019 - 10/07/2020
TRANSAMERICA CAPITAL, INC. (DENVER CO)
IA
06/29/2017 - 05/22/2019
SAMMONS FINANCIAL NETWORK, LLC (WEST DES MOINES IA)
CO
03/05/2012 - 07/11/2017
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
11/18/2011 - 03/13/2012
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
IN
09/21/2010 - 06/23/2011
CITY SECURITIES CORPORATION (SOUTH BEND IN)
BOTH
Issued 12/22/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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