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Heath Lee McPherson

National Financial Services LLC

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About Heath Lee McPherson

Heath McPherson is a financial professional with over 25 years of experience in the industry. Heath has a wide range of experience having worked with firms such as Fidelity Brokerage Services LLC, WFG Investments, Inc. and Fidelity Investments Institutional Services Company, Inc. Heath is currently registered with National Financial Services LLC. Heath holds the Series 7, Series 24, Series 63, Series 65 and SIE licenses.

Firm Information

Heath McPherson is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Heath McPherson’s Registration & Firm History

RI

12/18/2015 - Present

National Financial Services LLC (SMITHFIELD RI)

TX

10/02/2012 - 10/14/2015

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

TX

10/02/2012 - 07/02/2013

NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)

TX

02/28/2012 - 08/08/2012

WFG INVESTMENTS, INC. (DALLAS TX)

TX

09/15/1997 - 12/15/2011

WFG INVESTMENTS, INC. (DALLAS TX)

RI

11/06/1996 - 08/12/1997

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

MN

06/14/1996 - 07/29/1996

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

06/14/1996 - 07/29/1996

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 11/18/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/02/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/24/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Heath Lee McPherson.
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