Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Heath? Claim Your ProfileHeath Heroux is a registered representative and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Heath is licensed in 10 states including Florida, Texas, Alabama, Connecticut, Georgia, Massachusetts, New Jersey, New York, Pennsylvania, and is registered in both Florida and Texas. Heath has been in the securities industry since December 12, 2021. Heath obtained the Series 7TO, SIE and Series 66 licenses to offer financial services to individuals, companies, trusts, and institutions. Heath is registered to offer securities advice and investments within the scope of both broker-dealer and investment advisor activities. Heath works in the Riverview, Florida branch office of Merrill Lynch, Pierce, Fenner & Smith Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/16/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RIVERVIEW FL)
BOTH
Issued 01/12/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/14/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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