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Heath Herring

Empower Advisory Group, LLC

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About Heath Herring

Heath Herring is a financial advisor with Empower Advisory Group, LLC. Heath has been in the industry since 2019. Heath is licensed in 52 states and the District of Columbia. Heath is registered with FINRA as a General Securities Representative. Heath's areas of expertise include financial planning and portfolio management for individuals and small businesses. Heath is also licensed as an Investment Advisor Representative. Heath provides services to individuals, high net worth individuals, corporations, state and municipal government entities, charitable organizations, and pension and profit sharing plans. Heath's office is located in Greenwood Village, Colorado.

Firm Information

Heath Herring is currently registered with Empower Advisory Group, LLC. Empower Advisory Group, LLC is a financial advisory firm based in Greenwood Village, CO, providing financial planning, portfolio management for individuals, and educational seminars. They manage over $134 billion in assets for a diverse clientele including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. The firm has over 700 investment advisor representatives and is registered with the SEC under number 801-58105.
Empower Advisory Group, LLC

8515 EAST ORCHARD RD 4T2

GREENWOOD VILLAGE, CO 80111

$134.28B

Assets Under Management

18

Total Clients

1,128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Heath Herring’s Registration & Firm History

CO

05/16/2024 - Present

Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)

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Licenses & Designations

IA

Issued 05/14/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/07/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/25/2023

Series 7TO - General Securities Representative Examination

BC

Issued 03/07/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Heath Herring.
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